Senior Assistant Solicitor - Privacy, Ethics & Compliance
Norristown, Pennsylvania
Montgomery County Pennsylvania
SUMMARY The Senior Assistant Solicitor for Privacy, Ethics, and Compliance is a newly established position that will have primary responsibility for advising County Departments on privacy, ethics, and compliance. The position will support t...
9d
| Job Type | Full Time |
Washington, DC - Investment Management Junior/Midlevel Associates
Washington, D.C.
Seeking two associates, one junior with one to three years and one midlevel with four to five years of large law firm experience to join our investment management practice, with a focus on the regulation of retail investment advice. The suc...
9d
| Job Type | Full Time |
Senior Specialist, Trade Compliance (Remote)
New Hampshire
Collaboration drives Nordson's success as a market leader in Industrial Precision Solutions and Advanced Technology. Our employees thrive in an environment where we help each other reach our personal best and enable our company to continuou...
9d
| Job Type | Full Time |
Compliance, PWM COMPLIANCE, Associate - Dallas
Dallas, Texas
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterpris...
10d
| Job Type | Full Time |
Frederick, Maryland
Senior Licensing Case Manager Job LocationsUS-MD-Frederick ID 2025-3147 # of Openings Remaining 1 Category Admin Services/OperationsOverview At Legal & General America, we aim to make a positive difference in the lives of our customers, par...
10d
| Job Type | Full Time |
Nashville, Tennessee
Summary Position Purpose: Responsible for conducting investigations, preparing reports, work papers, and performing vulnerability assessments to recognize and identify potential compliance issues. Provides guidance to management and employe...
10d
| Job Type | Full Time |
Columbia, South Carolina
Summary Position Purpose: Responsible for conducting investigations, preparing reports, work papers, and performing vulnerability assessments to recognize and identify potential compliance issues. Provides guidance to management and employe...
10d
| Job Type | Full Time |
Licensing Analyst - Employee Permitting Unit, Bureau of Licensing
Harrisburg, Pennsylvania
THE POSITION Are you an analytically minded professional with exceptional communication skills? If so, consider joining the Pennsylvania Gaming Control Board (PGCB) as a Licensing Analyst in the Bureau of Licensing, Employee Permitting Unit...
10d
| Job Type | Full Time |
Compliance Officer - FINOP's Compliance
Minneapolis, Minnesota
Job Summary Job Description What is the opportunity? Collaborate with team members to provide oversight and advice to the organization's financial and operations departments to drive compliance with SEC, FINRA, OCC, FICC, and DTC rules and ...
11d
| Job Type | Full Time |
Compliance Officer - CRA and Fair Lending
Doylestown, Pennsylvania
Compliance Officer - CRA and Fair Lending Job Locations US-PA-Doylestown Job ID 2025-1870 # of Openings 1 Category Compliance Overview The CO is responsible for performing analysis and reviews to ensure compliance with the Community Reinves...
11d
| Job Type | Full Time |